Horrigan Resources Ltd

3000 Village Run Rd Ste 209
Wexford, PA 15090

Horrigan Resources Ltd is a Pennsylvania-based company that specializes in providing comprehensive advisory services to investment firms. With a focus on compliance and risk management, they assist their clients in navigating the complex landscape of federal securities laws. Through their Multi-Branch Adviser Initiative, Horrigan Resources aims to ensure that investment advisers operating in multiple branch offices maintain robust compliance programs and effective supervisory controls.

With a keen eye on the unique risks associated with expanding geographical footprints, Horrigan Resources emphasizes the implementation of policies and procedures, the role of compliance personnel, and the accuracy of information regarding branch offices. By encouraging advisers to reflect on their practices and promoting improvements in compliance programs, Horrigan Resources strives to empower investment firms to navigate the ever-changing regulatory environment with confidence.

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