Securities Commission

Closed
120 N Robinson Ave Ste 2000W
Oklahoma City, OK 73102

The Oklahoma Department of Securities is dedicated to ensuring the integrity of the securities industry within the state. The Commission oversees various activities, including registration requirements, enforcement, and investor education to protect and inform the public.

They offer a range of services such as handling complaints, conducting compliance exams, and managing business opportunities and exemptions from registration. Through its specialized divisions, the Commission addresses matters related to broker-dealers, investment advisers, and public trusts, ensuring regulatory compliance and transparency.

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