Techman Sales

Compliance Outsourcing Solutions, LLC (COS) is a leading compliance consulting firm based in Charlotte, NC. They specialize in providing highly effective compliance programs to banks, broker dealers, and investment advisors, helping them reduce compliance costs and focus on business development. With core competencies in broker dealer development, investment advisor registrations, and consultation on regulatory exams, COS is dedicated to identifying methods that reduce risk and related expenses. COS offers a broad range of compliance consulting services, including mock SEC and FINRA exams, outsourcing compliance testing functions, and independent compliance reviews. With a strong emphasis on regulatory compliance, they assist clients in navigating the complex landscape of rules and regulations, ensuring their businesses operate within legal boundaries. With a commitment to excellence and a deep understanding of the industry, COS is a trusted partner for firms seeking effective compliance controls.Generated from the website