Target Rock Advisors

Compliance Exchange Group (CXG) offers a comprehensive suite of services tailored specifically to the broker-dealer industry. Whether you're looking to establish a new broker-dealer firm or enhance the compliance framework of an existing one, CXG provides expert guidance every step of the way. Services Include: Broker-Dealer Compliance Consulting Broker-Dealer Registration Services Broker-Dealers for Sale Starting a Broker-Dealer Buying a Broker-Dealer Chief Compliance Officers (CCO) & Chief Operating Officers (COO) Services Financial and Operations Principal (FinOP) Services Series 24, 27, 29, 53, and 4 Licenses Support Registered Options Principal (ROP) Services

E A Technologies, based in Hauppauge, NY, specializes in driving digital transformation for telecommunications and enterprise sectors through innovative solutions such as AI-powered customer value management and 5G monetization. Their offerings include a comprehensive suite of digital BSS, IoT connectivity, and digital financial services, all designed to enhance operational efficiency and customer experiences. The company has established a global presence, serving over 150 clients across 90 countries, and is recognized for its commitment to delivering next-generation technologies with agility and flexibility. With a focus on continuous improvement and customer-centric solutions, E A Technologies positions itself as a leader in the evolving digital landscape. Generated from the website

We are one of the few firms that provide outsourced principals, in addition to regulatory consulting, CCO & FINOP outsourcing, and CMA-1017 services