Northeast Securities Inc.

We are one of the few firms that provide outsourced principals, in addition to regulatory consulting, CCO & FINOP outsourcing, and CMA-1017 services

Carl Marks Co. is a distinguished investment firm founded in 1925 by entrepreneur Carl Marks, specializing in principal investing and advisory services in the heart of New York City. With a legacy built on integrity and creative solutions, the firm adeptly navigates the complex landscape of credit investments, private equity, real estate, and corporate restructuring. As a family-owned and operated entity, Carl Marks Co. remains committed to creating value for its clients through innovative strategies and expert execution. The firm also fosters opportunities for emerging managers, offering investing partnerships on its platform to support the next generation of leaders in the investment community. Generated from the website

Established in 1964, Monness, Crespi, Hardt & Company Inc. is a boutique equity research and trading firm. Based in New York, it provides independent equity research for select institutional clients, as well as acts as an agent on every trade. The company also executes orders within the confines of client direction. Monness, Crespi, Hardt & Company Inc. is a Financial Industry Regulatory Authority (FINRA) member firm, as well as clears all trading activity through Glodman Sachs Execution and Clearing LLC.