Janney

Wellington Shields & Co LLC is a financial services firm headquartered in Manhattan's Financial District, located on the top floor of 60 Broad Street. The firm offers a range of services including wealth and investment management, supported by a dedicated team of financial advisors and various specialized departments. In addition to its New York office, Wellington Shields has locations in Shelburne Falls, Locust Valley, Thomasville, and Dorset, where experienced professionals provide tailored financial solutions. The firm emphasizes a commitment to comprehensive financial guidance through its experienced team and research capabilities. Generated from the website

Seaport Securities Corp was founded in 1979 from the floor of the NYSE to provide investors deep discounts in brokerage commissions, without sacrificing service or good executions. Seaport Securities Corp is a member of the New York Stock Exchange, where our founder and president continues to represent our firm and its' many clients. Over the past 26 years, Seaport Securities Corp has assembled a team of highly trained professionals to serve our clients investing and trading needs. Seaport Securities Corp offers you all the safeguards and accurate record keeping you expect from "full service" brokerage firms. All accounts are carried by our clearing agent, Penson Financial Services. Seaport Securities Corp is a member of the Securities Investor Protection Corporation ( SIPC ). Accounts are carried by the clearing firm, Penson Financial Services, member SIPC. The Securities Investor Protection Corporation ( "SIPC" ) provides $500, 000 of net equity protection, including $100, 000 for claims for cash awaiting reinvestment ( "SIPC coverage" ). Penson Financial Services provides additional protection ( "Excess SIPC" ) through a group of London Underwriters with Lloyd's of London Syndicates as the Lead Underwriter. Account protection applies when a SIPC member firm fails financially and is unable to meet obligations to securities clients, but it does not protect against losses from the rise and fall in the market value of investments and does not cover all assets. About SIPC: The Securities Investor Protection Corporation ( SIPC ) is a non-profit organization established by the Congress of the United States to insure client accounts against the failure of member brokerage firms. You can obtain more information by visiting www.sipc.org.

Founded in 1964, Daiwa Securities America specializes in the sale and trading of Japanese and U.S. equities, fixed-income instruments and financial futures. It is a subsidiary of Daiwa America Corporation, which is a part of Daiwa Securities Group. Daiwa Securities America also provides investment banking solutions, including structured finance and mergers and acquisitions. The company s equity department arranges meetings and seminars with companies, analysts, economists and strategists, as well as offers investment information and research products. Its structured transaction group provides global trading opportunities that are customized to meet the needs of high net worth clients. Daiwa Securities America serves the pharmaceutical, engineering, automotive, retail, and food and beverage industries.