Communique

324 Lafayette St
New York, NY 10012

C3 Compliance Services LLC specializes in providing comprehensive compliance support for investment advisors, including SEC audit preparation, registration, and the development of customized compliance infrastructure. Their expert team assists both US and non-US advisors in navigating the complexities of securities regulations, ensuring firms remain compliant and well-prepared for audits.

With a focus on tailored solutions, C3 offers ongoing compliance programs, policy updates, and rigorous monitoring of compliance policies and procedures. Their commitment to maintaining a dynamic approach helps clients stay ahead of regulatory changes and fulfill their obligations effectively.

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