Financial Institutions Division

Securities Division offers a range of fraud protection services. It also provides protection against financial abuse. The division is responsible for providing licenses to broker-dealers and investment advisers. Securities Division registers a variety of investments. It specializes in law enforcement. The division sponsors several programs that provide information on fraud protection. It organizes Savvy Investor seminars on the issues of investments, retirement planning and identity theft prevention. Securities Division administers the Stock Market Game program, which focuses on the principles of finance and economics. Its Focus on the Future programs provides information on money management. The division is a part of New Mexico Regulation and Licensing Department.