Regmaven

RegMaven is a financial services consulting firm based in Londonderry, NH, specializing in providing comprehensive compliance solutions for broker-dealers and registered investment advisors. Their team of industry professionals works closely with businesses to develop customized compliance programs that align with their specific regulatory requirements and business objectives, ultimately enhancing their enterprise value.

With a focus on bridging the gap between compliance and business operations, RegMaven offers a range of services including SEC and state registrations, compliance consulting, books and records exams, procedural testing, compliance outsourcing, and enterprise valuation assessment. Their goal is to ensure businesses can execute their daily compliance responsibilities, adapt to regulatory changes, and maintain a cost-effective compliance division, all while safeguarding their reputation and achieving their growth objectives.

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