Mainstay Consulting Group LLC
Mainstay Consulting Group is a registration, compliance, and brand development firm based in Portsmouth, NH, specializing in providing support services to independent registered investment advisors (RIAs). With a team of experienced professionals who have held senior management positions in the financial industry, Mainstay Consulting Group offers turnkey registration services for new RIAs, ongoing compliance services for existing firms, and consulting services to improve operational efficiency. Their expertise in navigating the ever-changing regulatory landscape allows RIAs to focus on their clients' needs while ensuring compliance with state and Securities and Exchange Commission (SEC) requirements.
With a commitment to compliance-first practices, Mainstay Consulting Group understands the language of compliance and offers document management solutions, annual renewal assistance, and advertising review processes to help RIAs remain compliant with state and SEC regulations, including the Investment Advisers Act of 1940. Trusted by a diverse range of clients, from boutique wealth managers to institutional investment advisors, Mainstay Consulting Group has been providing reliable support to hundreds of RIA firms since 2006, streamlining the registration and go-to-market process to help them thrive in the industry.
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