Cerulean Securities Companies LLC

Cerulean Securities Compliance, LLC is a full-service compliance operations consulting firm based in Platte City, MO. With over a decade of experience, they specialize in delivering customized compliance and operations solutions to clients in the financial services industry. Their team of experts offers tailored advice and recommendations to address various needs, including optimizing operations, starting a new investment adviser, buying a broker-dealer, and reducing operational errors and inefficiencies.

Since 2008, Cerulean Securities Compliance, LLC has been committed to providing a high level of service that clients value and appreciate. They pride themselves on partnering with clients to implement compliance and operations solutions that meet their specific requirements. With a focus on building great relationships, their approach starts with a conversation to understand clients' needs and offer effective solutions. Whether it's conducting independent AML audits, addressing deficiencies in examination reports, or navigating new regulatory rules, Cerulean Securities Compliance, LLC is dedicated to delivering customized products and services to the financial services industry.

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