Mallon & Johnson is a Chicago-based law firm specializing in securities regulation, offering legal services to investment advisers, broker-dealers, and investment companies. With a team of former SEC attorneys, they bring substantial regulatory experience to assist clients in matters before the SEC, FINRA, State Securities Departments, and Professional Licensing Boards.

Combining the expertise typically found at larger law firms with the approachability of a smaller firm, Mallon & Johnson provides unique insights into the regulatory environment, advising clients on securities regulations impacting their businesses and ensuring compliance. Their services range from defense in securities enforcement proceedings to internal investigations, consultations, and representation in securities-related actions.

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