Finra
100 S Wacker Dr Ste 1500
Chicago, IL 60606
Finra is a financial regulatory organization based in Chicago, IL. It is responsible for overseeing and regulating brokerage firms and exchange markets to protect investors and maintain market integrity.
The organization works to ensure compliance with industry rules and regulations, investigate potential misconduct, and enforce disciplinary actions when necessary. Finra plays a crucial role in promoting transparency and fairness in the financial industry.
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