Capital Markets Trading LLC

Raymond James & Associates is one of the leading, full-service investment firms in the United States. Established in 1962, it is a Florida-based company that offers financial planning services. The company also provides open-end mutual fund research solutions. Raymond James & Associates offers securities distribution services. The company provides clearing solutions. It maintains more than 2,000 locations throughout the United States, Canada and overseas. Raymond James & Associates is a member of the Securities Industry Association, Financial Industry Regulatory Authority, National Futures Association, and Securities Investor Protection Corporation. It manages a staff of over 4,500 employees. The company is a wholly owned subsidiary of Raymond James Financial.

Headquartered in Minneapolis, Piper Jaffray & company is an international investment bank and institutional securities firm that serves the middle-market corporations, private equity groups, public entities, nonprofit clients and institutional investors. Founded in 1895, the company provides high-yield and structured; and equity and debt capital market products. It also offers public finance, institutional equity and fixed-income sales and trading, equity and high-yield research, and mergers and acquisitions advisory services. Piper Jaffray & company is a member of the Financial Industry Regulatory Authority and the Simplified Procedure for Import Clearance. With one of its locations in Chicago, it maintains more than 25 offices in the United States.

Founded in 1881, Oppenheimer & Company, also known as Oppenheimer, is one of the leading investment banks that offers a range of financial products and services in the United States. It is a full-service investment firm that provides financial services and advices to high-net-worth investors, individuals, businesses and institutions. The firm offers equities, hedge funds and options. Oppenheimer & Company also offers a range of wealth management and planning services. Oppenheimer & Company is a wholly owned subsidiary of Oppenheimer Holdings, which is an integrated financial services holdings company that additionally manages Oppenheimer Asset Management, Oppenheimer Life Agencies and Oppenheimer Trust Company.