Core Compliance & Legal Services

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5920 Friars Rd Ste 208
San Diego, CA 92108

Core Compliance & Legal Services, based in San Diego, CA, specializes in providing outsourced compliance solutions tailored for growth-oriented financial firms, including investment advisers, investment companies, broker-dealers, and private fund managers. Their dedicated team of compliance professionals leverages decades of combined regulatory experience to help clients navigate the complexities of compliance and mitigate potential risks.

Committed to personalized service, Core Compliance partners with its clients to understand their unique business needs and compliance requirements. By offering a range of services such as regulatory examinations, compliance risk management, and annual reviews, they support firms in planning for business and regulatory changes effectively.

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