ACS
ARA Compliance Support is a boutique firm based in York, Ontario, dedicated to assisting Portfolio Managers, Investment Fund Managers, and Exempt Market Dealers in effectively managing their compliance obligations. Since its inception in 2006, the firm has successfully supported over thirty independent businesses with a unique compliance support program tailored to the needs of independent securities registrants.
The firm also offers a Dealership Withdrawal Program, designed to empower investment advisors by providing them with the knowledge and freedom to establish and operate their own registered financial planning firms. ARA Compliance Support emphasizes the importance of compliance knowledge and experience, ensuring that clients have ongoing access to senior-level expertise in the industry.
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